Notification of Major Holdings
1. Details of issuer
| Name: |
Daimler AG |
| Street: |
Mercedesstrasse 120 |
| Postal code: |
70372 |
| City: |
Stuttgart
Germany |
| Legal Entity Identifier (LEI): |
529900R27DL06UVNT076 |
2. Reason for notification
| X |
Acquisition/disposal of shares with voting rights |
| |
Acquisition/disposal of instruments |
| |
Change of breakdown of voting rights |
| |
Other reason:
|
3. Details of person subject to the notification obligation
Legal entity: Bank of America Corporation
City of registered office, country: Wilmington,DE, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
Total of both in %
(7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
| New |
2.72 % |
11.25 % |
13.97 % |
1069837447 |
| Previous notification |
3.39 % |
11.25 % |
14.64 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN |
Absolute |
In % |
| |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
| DE0007100000 |
0 |
28958858 |
0.00 % |
2.71 % |
| US2338252073 |
0 |
102690 |
0.00 % |
0.01 % |
| Total |
29061548 |
2.72 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
| Rights of Use |
N/A |
N/A |
34822 |
0 % |
| Rights to Recall |
N/A |
N/A |
1634155 |
0.15 % |
| Call Options |
23/11/2020 - 02/05/2023 |
N/A |
80019456 |
7.48 % |
| Call Options |
23/11/2020 - 02/05/2023 |
N/A |
80019456 |
7.48 % |
| Call Options |
21/08/2020 - 15/12/2023 |
N/A |
11494500 |
1.07 % |
| |
|
Total |
93182933 |
8.71 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
| Call Options |
23/11/2020 - 02/05/2023 |
N/A |
Cash |
6477062 |
0.61 % |
| Call Options |
18/12/2020 - 05/03/2021 |
N/A |
Cash |
114365 |
0.01 % |
| Put Options |
18/09/2020 - 20/12/2024 |
N/A |
Physical |
8785000 |
0.82 % |
| Put Options |
18/12/2020 - 05/03/2021 |
N/A |
Cash |
4910962 |
0.46 % |
| Swaps |
19/10/2020 - 15/02/2023 |
N/A |
Cash |
6925357 |
0.65 % |
| Put Options |
23/11/2020 - 02/05/2023 |
N/A |
Physical |
80019456 |
7.48 % |
| Put Options |
23/11/2020 - 02/05/2023 |
N/A |
Physical |
80019456 |
7.48 % |
| |
|
|
Total |
27212746 |
2.54 % |
8. Information in relation to the person subject to the notification obligation
| |
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
| Bank of America Corporation |
% |
% |
% |
| NB Holdings Corporation |
% |
% |
% |
| BofAML Jersey Holdings Limited |
% |
% |
% |
| BofAML EMEA Holdings 2 Limited |
% |
% |
% |
| ML UK Capital Holdings Limited |
% |
% |
% |
| Merrill Lynch International |
% |
% |
6.20 % |
| - |
% |
% |
% |
| Bank of America Corporation |
% |
% |
% |
| NB Holdings Corporation |
% |
% |
% |
| Merrill Lynch International, LLC. |
% |
% |
% |
| Merrill Lynch Group Holdings I,L.L.C. |
% |
% |
% |
| BofA Securities Europe SA |
% |
% |
% |
| - |
% |
% |
% |
| Bank of America Corporation |
% |
% |
% |
| NB Holdings Corporation |
% |
% |
% |
| BofA Securities, Inc |
% |
% |
% |
| - |
% |
% |
% |
| Bank of America Corporation |
% |
% |
% |
| NB Holdings Corporation |
% |
% |
% |
| BofA Securities, Inc |
% |
% |
% |
| Merrill Lynch Professional Clearing Corp |
% |
% |
% |
| - |
% |
% |
% |
| Bank of America Corporation |
% |
% |
% |
| NB Holdings Corporation |
% |
% |
% |
| BAC North America Holding Company |
% |
% |
% |
| Bank of America, National Association |
% |
7.48 % |
7.49 % |
| - |
% |
% |
% |
| Bank of America Corporation |
% |
% |
% |
| NB Holdings Corporation |
% |
% |
% |
| BAC North America Holding Company |
% |
% |
% |
| Bank of America, National Association |
% |
7.48 % |
7.49 % |
| U.S Trust Company of Delaware |
% |
% |
% |
| - |
% |
% |
% |
| Bank of America Corporation |
% |
% |
% |
| NB Holdings Corporation |
% |
% |
% |
| BAC North America Holding Company |
% |
% |
% |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated |
% |
% |
% |
| - |
% |
% |
% |
| Bank of America Corporation |
% |
% |
% |
| NB Holdings Corporation |
% |
% |
% |
| BAC North America Holding Company |
% |
% |
% |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated |
% |
% |
% |
| Managed Account Advisors LLC |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights |
Proportion of instruments |
Total of both |
| % |
% |
% |
10. Other explanatory remarks:
| Ad 7.b/8 The put and call options amounting to a percentage of 7.48% each were not aggregated as they relate to a collar transaction and a back-to-back collar transaction, respectively, under which, on a consolidated basis, Bank of America Corporation can acquire 7.48% of the voting rights in Daimler AG (or receive an equivalent amount in cash) only once. |
Date