Notification of Major Holdings
1. Details of issuer
Daimler AG
Mercedesstrasse 137
70327 Stuttgart
Germany
|
2. Reason for notification
| X |
Acquisition/disposal of shares with voting rights |
| |
Acquisition/disposal of instruments |
| |
Change of breakdown of voting rights |
| |
Other reason:
|
3. Details of person subject to the notification obligation
| Name: |
City and country of registered office: |
|
JPMorgan Chase & Co.
|
Delaware
United States of America (USA)
|
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
J.P. Morgan Securities plc
|
5. Date on which threshold was crossed or reached
6. Total positions
| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
total of both in %
(7.a. + 7.b.) |
total number of voting rights of issuer |
| Resulting situation |
3.10 % |
2.71 % |
5.81 % |
1069837447 |
| Previous notification |
2.49 % |
2.95 % |
5.44 % |
/ |
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
| ISIN |
absolute |
in % |
| |
direct
(Sec. 21 WpHG) |
indirect
(Sec. 22 WpHG) |
direct
(Sec. 21 WpHG) |
indirect
(Sec. 22 WpHG) |
| DE0007100000 |
|
33114695 |
% |
3.10 % |
| Total |
33114695 |
3.10 % |
b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
| Physically-settled Call Option |
21/04/2017 - 21/12/2018 |
Anytime |
931100 |
0.09 % |
| Physically-settled Call Option |
15/12/2017 |
15/12/2017 |
24420 |
0.002 % |
| Physically-settled Equity Linked Note |
27/11/2017 |
Anytime |
5805 |
0.001 % |
| Rights of Recall(Stock loan) |
N/A |
N/A |
1100891 |
0.10 % |
| |
|
Total |
2062216 |
0.19 % |
b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
| Cash-settled Call Option |
21/04/2017 |
21/04/2017 |
Cash |
451924 |
0.04 % |
| Cash-settled Equity Linked Note |
16/03/2018 - 25/08/2022 |
Anytime |
Cash |
1584 |
0.0001 % |
| Cash-settled Equity Swap |
31/03/2017 - 08/02/2021 |
31/03/2017 - 08/02/2021 |
Cash |
14432107 |
1.35 % |
| Cash-settled Future |
20/04/2017 - 24/12/2020 |
20/04/2017 - 24/12/2020 |
Cash |
703340 |
0.07 % |
| Cash-settled Put Option |
21/04/2017 |
21/04/2017 |
Cash |
10598434 |
0.99 % |
| Physicall-settled Put Option |
21/04/2017 - 18/12/2020 |
Anytime |
Physical |
707500 |
0.07 % |
| Physicall-settled Put Option |
15/12/2017 |
15/12/2017 |
Physical |
45137 |
0.004 % |
| |
|
|
Total |
26940026 |
2.52 % |
8. Information in relation to the person subject to the notification obligation
| |
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least held 3% or more) |
% of voting rights through instruments (if at least held 5% or more) |
Total of both (if at least held 5% or more) |
| JPMorgan Chase & Co. |
% |
% |
% |
| JPMorgan Chase Bank, National Association |
% |
% |
% |
| J.P. Morgan International Inc. |
% |
% |
% |
| Bank One International Holdings Corporation |
% |
% |
% |
| J.P. Morgan International Finance Limited |
% |
% |
% |
| J.P. Morgan Capital Holdings Limited |
% |
% |
% |
| J.P. Morgan Chase (UK) Holdings Limited |
% |
% |
% |
| J.P. Morgan Chase International Holdings |
% |
% |
% |
| J.P. Morgan Securities plc |
3.08 % |
% |
5.67 % |
| |
|
|
|
| JPMorgan Chase & Co. |
% |
% |
% |
| JPMorgan Chase Holdings LLC |
% |
% |
% |
| J.P. Morgan Broker - Dealer Holdings Inc. |
% |
% |
% |
| J.P. Morgan Securities LLC |
% |
% |
% |
| |
|
|
|
| JPMorgan Chase & Co. |
% |
% |
% |
| JPMorgan Chase Bank, National Association |
% |
% |
% |
| J.P. Morgan International Inc. |
% |
% |
% |
| Bank One International Holdings Corporation |
% |
% |
% |
| J.P. Morgan International Finance Limited |
% |
% |
% |
| J.P. Morgan Overseas Capital Corporation |
% |
% |
% |
| J.P. Morgan Whitefriars Inc. |
% |
% |
% |
9. In case of proxy voting according to Sec. 22 para. 3 WpHG
| Date of general meeting: |
|
| Holding position after general meeting: |
% (equals voting rights) |
10. Other explanatory remarks: