Notification of Major Holdings
1. Details of issuer
| Name: |
Daimler AG |
| Street: |
Mercedesstrasse 120 |
| Postal code: |
70372 |
| City: |
Stuttgart
Germany |
| Legal Entity Identifier (LEI): |
529900R27DL06UVNT076 |
2. Reason for notification
| X |
Acquisition/disposal of shares with voting rights |
| |
Acquisition/disposal of instruments |
| |
Change of breakdown of voting rights |
| |
Other reason:
|
3. Details of person subject to the notification obligation
Legal entity: HSBC Holdings plc
City of registered office, country: London, United Kingdom |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
Total of both in %
(7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
| New |
3.57 % |
2.41 % |
5.98 % |
1069837447 |
| Previous notification |
1.51 % |
3.73 % |
5.23 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN |
Absolute |
In % |
| |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
| DE0007100000 |
0 |
38234873 |
0 % |
3.57 % |
| Total |
38234873 |
3.57 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
| Right to recall lent securities |
|
At any time |
1634131 |
0.15 % |
| Long Call Option (physical settlement) |
19JUN 2020 - 20DEC 2024 |
American style |
754200 |
0.07 % |
| Long Call Option (physical settlement) |
19JUN 2020 - 16DEC 2022 |
European style |
4200000 |
0.39 % |
| |
|
Total |
6588331 |
0.62 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
| Long Call Warrants |
17JUN 2020 |
European style |
Cash |
101 |
0.000009 % |
| Long Call Warrants |
14DEC 2020 - 17DEC 2021 |
American style |
Cash |
3923 |
0.0004 % |
| Short Put Warrants |
Open end |
Bermuda style |
Cash |
8986 |
0.0008 % |
| Short Put Warrants |
17JUN 2020 - 15JUN 2022 |
American style |
Cash |
1668 |
0.0002 % |
| Contract for Difference |
Open end |
Bermuda style |
Cash |
6 |
0.0000006 % |
| Equity Swap |
29MAY 2020 - 02OCT 2023 |
N/A |
Cash |
14668599 |
1.37 % |
| Equity Future |
17DEC 2021 |
N/A |
Cash |
1244 |
0.0001 % |
| Long Call Option |
22DEC 2020 |
European Style |
Cash |
6642 |
0.0006 % |
| Long Call Option Basket |
16Nov 2020 |
European Style |
Cash |
2248 |
0.0002 % |
| Corporate Debt with Short Put Option |
08MAY 2020 |
European Style |
Cash |
17488 |
0.002 % |
| Short Put Option |
27May 2020 - 13FEB 2023 |
European Style |
Cash |
106464 |
0.01 % |
| Short Put Option |
19JUN 2020 - 07MAR 2024 |
American style |
Physical |
2578383 |
0.24 % |
| Short Put Option |
07JUL 2020 - 31JAN 2023 |
European Style |
Physical |
309939 |
0.03 % |
| Short Put Option Basket |
27MAY 2020 - 09APR 2023 |
Amercian style |
Physical |
54198 |
0.005 % |
| Short Put Option Basket |
08MAR 2021 - 20OCT 2023 |
Amercian style |
Cash |
364801 |
0.03 % |
| Short Put Option Basket |
11MAY 2020 - 20OCT 2023 |
European Style |
Physical |
1023989 |
0.10 % |
| |
|
|
Total |
19148679 |
1.79 % |
8. Information in relation to the person subject to the notification obligation
| |
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
| HSBC Holdings plc |
% |
% |
% |
| HSBC UK Holdings Limited |
% |
% |
% |
| HSBC Bank plc |
3.50 % |
% |
5.73 % |
| |
|
|
|
| HSBC Holdings Plc |
% |
% |
% |
| HSBC Global Asset Management Limited |
% |
% |
% |
| HSBC Global Asset Management (UK) Limited |
% |
% |
% |
| |
|
|
|
| HSBC Holdings Plc |
% |
% |
% |
| HSBC UK Holdings Limited |
% |
% |
% |
| HSBC Bank Plc |
3.50 % |
% |
5.73 % |
| HSBC Germany Holdings GmbH |
% |
% |
% |
| HSBC Trinkaus & Burkhardt AG |
% |
% |
% |
| |
|
|
|
| HSBC Holdings Plc |
% |
% |
% |
| HSBC UK Holdings Limited |
% |
% |
% |
| HSBC Bank Plc |
3.50 % |
% |
5.73 % |
| HSBC France S.A. |
% |
% |
% |
| HSBC Global Asset Management (France) S.A. |
% |
% |
% |
| |
|
|
|
| HSBC Holdings Plc |
% |
% |
% |
| HBSC Middle East Holdings B.V. |
% |
% |
% |
| HSBC Bank A.S. |
% |
% |
% |
| HSBC Yatirim Menkul Degrler A.S. |
% |
% |
% |
| HSBC Portfoy Yonetimi A.S. |
% |
% |
% |
| |
|
|
|
| HSBC Holdings Plc |
% |
% |
% |
| HSBC Asia Holdings Limited |
% |
% |
% |
| The Hongkong and Shanghai Banking Corporation Limited |
% |
% |
% |
| |
|
|
|
| HSBC Holdings Plc |
% |
% |
% |
| HSBC UK Holdings Limited |
% |
% |
% |
| HSBC Bank Plc |
3.50 % |
% |
5.73 % |
| HSBC France S.A. |
% |
% |
% |
| |
|
|
|
| HSBC Holdings Plc |
% |
% |
% |
| HSBC Asia Holdings Limited |
% |
% |
% |
| The Hongkong and Shanghai Banking Corporation Limited |
% |
% |
% |
| HSBC International Trustee (Holdings) Pte. Limited |
% |
% |
% |
| HSBC International Trustee Limited |
% |
% |
% |
| |
|
|
|
| HSBC Holdings Plc |
% |
% |
% |
| HSBC Asia Holdings Limited |
% |
% |
% |
| The Hongkong and Shanghai Banking Corporation Limited |
% |
% |
% |
| Wayfoong Nominees Limited |
% |
% |
% |
| Hang Seng Bank Limited |
% |
% |
% |
| Hang Seng Insurance Company Limited |
% |
% |
% |
| |
|
|
|
| HSBC Holdings Plc |
% |
% |
% |
| HSBC UK Holdings Limited |
% |
% |
% |
| HSBC Bank Plc |
3.50 % |
% |
5.73 % |
| HSBC Trustee (C.I.) Limited |
% |
% |
% |
| |
|
|
|
| HSBC Holdings Plc |
% |
% |
% |
| HSBC Asia Holdings Limited |
% |
% |
% |
| The Hongkong and Shanghai Banking Corporation Limited |
% |
% |
% |
| HSBC Insurance (Asia-Pacific) Holdings Limited |
% |
% |
% |
| HSBC Insurance (Asia) Limited |
% |
% |
% |
| HSBC Life (International) Limited |
% |
% |
% |
| |
|
|
|
| HSBC Holdings Plc |
% |
% |
% |
| HSBC Finance (Netherlands) |
% |
% |
% |
| HSBC Private Banking Holdings (Suisse) S.A. |
% |
% |
% |
| HSBC Private Bank (Suisse) S.A. |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights |
Proportion of instruments |
Total of both |
| % |
% |
% |
10. Other explanatory remarks:
Date