Bank of America: Correction of a notification of Major Holding published on 03.05.2019

Daimler AG

08.05.2019 / 16:22
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
Name: Daimler AG
Street: Mercedesstrasse 137
Postal code: 70327
City: Stuttgart
Germany
Legal Entity Identifier (LEI): 529900R27DL06UVNT076

2. Reason for notification
X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
voluntary group notification due to crossing a threshold on subsidiary level

3. Details of person subject to the notification obligation
Legal entity: Bank of America Corporation
City of registered office, country: Wilmington, DE, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
Merrill Lynch International

5. Date on which threshold was crossed or reached:
29 Apr 2019

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 3.12 % 12.94 % 16.06 % 1069837447
Previous notification 3.114 % 13.252 % 16.37 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE0007100000 0 32622370 0 % 3.05 %
US2338252073 0 734239 0 % 0.07 %
Total 33356609 3.12 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right to recall N/A N/A 1830709 0.17 %
Rights of Use N/A N/A 18220 0.002 %
Call Options 24/02/2020 - 24/02/2022 N/A 103619340 9.69 %
Call Options 17/05/2019 - 17/12/2021 N/A 8888300 0.83 %
Call Options 24/02/2020 - 24/02/2022 N/A 103619340 9.69 %
    Total 114356569 10.69 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Call Options 24/02/2020 - 24/02/2022 N/A Cash 13408218 1.25 %
Call Options 13/05/2019 - 05/03/2021 N/A Cash 1637298 0.15 %
Put Options 21/06/2019 - 17/12/2021 N/A Physical 1824602 0.17 %
Put Options 18/12/2020 - 05/03/2021 N/A Cash 3521073 0.33 %
Single Stock Futures 21/06/2019 N/A Cash 499771 0.05 %
Swaps 28/05/2019 - 15/02/2023 N/A Cash 3205045 0.30 %
Put Options 24/02/2020 - 24/02/2022 N/A Physical 103619340 9.69 %
Put Options 24/02/2020 - 24/02/2022 N/A Cash 103619340 9.69 %
      Total 24096007 2.25 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Bank of America Corporation N/A % N/A % N/A %
NB Holdings Corporation N/A % N/A % N/A %
BAC North America Holding Company N/A % N/A % N/A %
BANA Holding Corporation N/A % N/A % N/A %
Bank of America, National Association N/A % 9.69 % 9.69 %
 
Bank of America Corporation N/A % N/A % N/A %
NB Holdings Corporation N/A % N/A % N/A %
BofAML Jersey Holdings Limited N/A % N/A % N/A %
BofAML EMEA Holdings 2 Limited N/A % N/A % N/A %
ML UK Capital Holdings Limited N/A % N/A % N/A %
Merrill Lynch International 3.01 % N/A % 6.18 %
 
Bank of America Corporation N/A % N/A % N/A %
NB Holdings Corporation N/A % N/A % N/A %
BAC North America Holding Company N/A % N/A % N/A %
BANA Holding Corporation N/A % N/A % N/A %
Bank of America, National Association N/A % 9.69 % 9.69 %
Managed Account Advisors LLC N/A % N/A % N/A %
 
Bank of America Corporation N/A % N/A % N/A %
NB Holdings Corporation N/A % N/A % N/A %
BAC North America Holding Company N/A % N/A % N/A %
BANA Holding Corporation N/A % N/A % N/A %
Bank of America, National Association N/A % 9.69 % 9.69 %
U.S. Trust Company of Delaware N/A % N/A % N/A %
 
Bank of America Corporation N/A % N/A % N/A %
NB Holdings Corporation N/A % N/A % N/A %
BAC North America Holding Company N/A % N/A % N/A %
Merrill Lynch, Pierce, Fenner & Smith Incorporated N/A % N/A % N/A %
 
Bank of America Corporation N/A % N/A % N/A %
NB Holdings Corporation N/A % N/A % N/A %
BAC North America Holding Company N/A % N/A % N/A %
Merrill Lynch, Pierce, Fenner & Smith Incorporated N/A % N/A % N/A %
Merrill Lynch Professional Clearing Corp. N/A % N/A % N/A %
 
Bank of America Corporation N/A % N/A % N/A %
NB Holdings Corporation N/A % N/A % N/A %
Merrill Lynch International, LLC. N/A % N/A % N/A %
Merrill Lynch Group Holdings I, L.L.C. N/A % N/A % N/A %
BofA Securities Europe SA N/A % N/A % N/A %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
Ad 7.b/8 The put and call options amounting to a percentage of 9.69% each were not aggregated as they relate to a collar transaction and a back-to-back collar transaction, respectively, under which, on a consolidated basis, Bank of America Corporation can acquire 9.69% of the voting rights in Daimler AG (or receive an equivalent amount in cash) only once. 

Date
07 May 2019



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