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Daimler AG
16.07.2018 / 15:06
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Daimler AG
Mercedesstrasse 137
70327 Stuttgart
Germany
|
2. Reason for notification
| |
Acquisition/disposal of shares with voting rights |
| X |
Acquisition/disposal of instruments |
| |
Change of breakdown of voting rights |
| |
Other reason:
|
3. Details of person subject to the notification obligation
| Name: |
City and country of registered office: |
| Morgan Stanley |
Wilmington, Delaware
United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
total of both in %
(7.a. + 7.b.) |
total number of voting rights of issuer |
| Resulting situation |
0.06 % |
5.47 % |
5.52 % |
1,069,837,447 |
| Previous notification |
0.07 % |
0.33 % |
0.40 % |
/ |
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 33, 34 WpHG)
| ISIN |
absolute |
in % |
| |
direct
(Sec. 33 WpHG) |
indirect
(Sec. 34 WpHG) |
direct
(Sec. 33 WpHG) |
indirect
(Sec. 34 WpHG) |
| DE0007100000 |
0 |
602,518 |
0.00 % |
0.06 % |
| Total |
602,518 |
0.06 % |
b.1. Instruments according to Sec. 38 para. 1 No. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
| Equity Call Option |
From 20.07.2018 to 17.12.2021 |
at any time |
18,800,431 |
1.76 % |
| Right of recall over securities lending agreements |
at any time |
at any time |
4,464,446 |
0.42 % |
| Compound Option |
From 03.12.2019 to 12.05.2020 |
at any time |
91,500 |
0.01 % |
| Equity Call Option* |
From 20.07.2018 to 19.06.2020 |
at any time |
5,017,000 |
0.47 % |
| |
|
Total |
28,373,377 |
2.65 % |
b.2. Instruments according to Sec. 38 para. 1 No. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
| Retail Structured Product |
From 02.02.2067 to 22.06.2068 |
at any time |
Cash |
1,401 |
0.0001 % |
| Cash Settled Futures |
From 21.09.2018 to 20.12.2019 |
at any time |
Cash |
900,000 |
0.08 % |
| Equity Call Option |
From 26.10.2018 to 26.04.2019 |
at any time |
Cash |
7,913 |
0.001 % |
| Convertible Bond |
17.12.2021 |
at any time |
Cash |
514,921 |
0.05 % |
| Retail Structured Product - Note |
29.03.2022 |
at any time |
Cash |
33 |
0.0000 % |
| Equity Swap |
From 25.03.2019 to 16.03.2020 |
at any time |
Cash |
2,121,726 |
0.20 % |
| Compound Option |
From 19.03.2018 to 29.03.2022 |
at any time |
Cash |
1,225,986 |
0.11 % |
| Equity Put Option |
From 20.07.2018 to 16.12.2022 |
at any time |
Physical |
10,383,543 |
0.97 % |
| Equity Call Option |
From 24.02.2020 to 24.02.2022 |
From 24.02.2020 to 24.02.2022 |
Cash |
5,331,093 |
0.50 % |
| Equity Put Option |
From 24.02.2020 to 24.02.2022 |
From 24.02.2020 to 24.02.2022 |
Cash |
9,621,126 |
0.90 % |
| Equity Put Option* |
From 20.07.2018 to 19.06.2020 |
at any time |
Physical |
5,017,000 |
0.47 % |
| |
|
|
Total |
30,107,742 |
2.81 % |
8. Information in relation to the person subject to the notification obligation
| |
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least held 3% or more) |
% of voting rights through instruments (if at least held 5% or more) |
Total of both (if at least held 5% or more) |
| Morgan Stanley |
% |
% |
% |
| Morgan Stanley Capital Management, LLC |
% |
% |
% |
| Morgan Stanley Domestic Holdings, Inc. |
% |
% |
% |
| Morgan Stanley Capital Services LLC |
% |
% |
% |
| |
|
|
|
| Morgan Stanley |
% |
% |
% |
| Morgan Stanley Capital Management, LLC |
% |
% |
% |
| Morgan Stanley Domestic Holdings, Inc. |
% |
% |
% |
| Morgan Stanley & Co. LLC |
% |
% |
% |
| |
|
|
|
| Morgan Stanley |
% |
% |
% |
| Morgan Stanley International Holdings Inc. |
% |
% |
% |
| Morgan Stanley International Limited |
% |
% |
% |
| Morgan Stanley Investments (UK) |
% |
% |
% |
| Morgan Stanley & Co. International plc |
% |
5.03 % |
5.07 % |
| |
|
|
|
| Morgan Stanley |
% |
% |
% |
| Morgan Stanley International Holdings Inc. |
% |
% |
% |
| Morgan Stanley International Limited |
% |
% |
% |
| Morgan Stanley Investments (UK) |
% |
% |
% |
| Morgan Stanley Investment Management Limited |
% |
% |
% |
| |
|
|
|
| Morgan Stanley |
% |
% |
% |
| Morgan Stanley International Holdings Inc. |
% |
% |
% |
| Morgan Stanley Capital (Luxembourg) S.A. |
% |
% |
% |
| |
|
|
|
| Morgan Stanley |
% |
% |
% |
| Morgan Stanley Capital Management, LLC |
% |
% |
% |
| Morgan Stanley Investment Management Inc. |
% |
% |
% |
| |
|
|
|
| Morgan Stanley |
% |
% |
% |
| Morgan Stanley International Holdings Inc. |
% |
% |
% |
| Morgan Stanley Latin America Incorporated |
% |
% |
% |
| Banco Morgan Stanley S.A. |
% |
% |
% |
| |
|
|
|
| Morgan Stanley |
% |
% |
% |
| Morgan Stanley Capital Management, LLC |
% |
% |
% |
| Morgan Stanley Investment Management Inc. |
% |
% |
% |
| Morgan Stanley AIP GP LP |
% |
% |
% |
| |
|
|
|
| Morgan Stanley |
% |
% |
% |
| Morgan Stanley Finance LLC |
% |
% |
% |
| |
|
|
|
| Morgan Stanley |
% |
% |
% |
| Morgan Stanley International Holdings Inc. |
% |
% |
% |
| Morgan Stanley B.V. |
% |
% |
% |
| |
|
|
|
| Morgan Stanley |
% |
% |
% |
| Morgan Stanley Capital Management, LLC |
% |
% |
% |
| Morgan Stanley Domestic Holdings, Inc. |
% |
% |
% |
| Morgan Stanley Smith Barney LLC |
% |
% |
% |
| |
|
|
|
| Morgan Stanley |
% |
% |
% |
| Morgan Stanley International Holdings Inc. |
% |
% |
% |
| Morgan Stanley Latin America Incorporated |
% |
% |
% |
| Banco Morgan Stanley S.A. |
% |
% |
% |
| Caieiras Fundo de Investimento Multimercado - Investimento No Exterior |
% |
% |
% |
| Morgan Stanley Derivative Products Fund |
% |
% |
% |
| |
|
|
|
| Morgan Stanley |
% |
% |
% |
| Morgan Stanley International Holdings Inc. |
% |
% |
% |
| Morgan Stanley Asia Holdings Limited |
% |
% |
% |
| Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
| Date of general meeting: |
|
| Holding position after general meeting: |
% (equals voting rights) |
10. Other explanatory remarks:
| Regarding sections 7.b.1 & 7.b.2, the put and call options marked with * amounting to a combined percentage of 0.47% were not aggregated as they relate to a collar transaction under which, on a consolidated basis, Morgan Stanley can acquire 0.47% of the voting rights in Daimler AG (or receive an equivalent amount in cash) only once. |
16.07.2018 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de
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